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TUSTIN – Tustin-based Nogin, a company providing intelligent commerce solutions for online retailers, has successfully rectified a compliance issue with Nasdaq. The issue arose when Nogin failed to file its Quarterly Report for Q3 with the Securities and Exchange Commission (SEC) in accordance with Listing Rule 5250(c)(1). The quarter in question ended on September 30, 2023.
Nogin was flagged for non-compliance by Nasdaq on November 16, 2023. The notification served as a prompt for the company to submit its overdue Form 10-Q. Following this submission, Nogin has realigned itself with Nasdaq’s regulations, reinstating their compliance status as of November 22.
The company’s cloud infrastructure is vital to various brands, supporting both Direct-to-consumer (D2C) and Business-to-business (B2B) commerce models. Notable clients that rely on Nogin’s services include Giordano’s Pizza, Brookstone, and Kenneth Cole, illustrating the platform’s broad application across diverse retail segments.
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